Special Counsel

D.E. Scott Investment Management Compliance Services is a regulatory consulting practice based in New York, NY, specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded in 2005 by David E. Scott, the practice offers a comprehensive range of services, including mock-SEC examinations, annual compliance reviews, policy and procedure development, compliance training, and more. With a team of seasoned industry professionals, many of whom have served as Examiners with the SEC or FINRA, D.E. Scott Associates is dedicated to helping investment adviser and mutual fund clients meet their compliance obligations. D.E. Scott Associates also provides targeted services such as compliance assurance reviews for hedge fund managers, designed to communicate the depth of their compliance control processes to investors and regulators, as well as mock-SEC examination services to assist clients in assessing their compliance health and preparing for live SEC inspections. With a focus on practical solutions and a wealth of industry experience, D.E. Scott Associates is a trusted resource for investment management compliance.Generated from the website

The SWEET Institute, located in New York, is dedicated to enhancing the skills and knowledge of mental health practitioners through a variety of educational resources, including live seminars and certificate courses. With a commitment to continual growth and adaptation, the institute provides clinicians with the tools needed to maximize client outcomes and expand agency leadership. Emphasizing innovative learning approaches, such as the SWEET Model that incorporates the Socratic Method and collective learning, the institute offers a diverse array of topics covering professional and personal growth as well as clinical skills. As an approved CEU provider, SWEET Institute supports licensed professionals in maintaining their credentials while fostering a collaborative and engaging educational environment. Generated from the website

Thompson Law, P.C. is a reputable law firm renowned for delivering exceptional legal services and personalized counsel to our clients. With a focus on criminal defense and personal injury claims, our firm offers knowledgeable guidance, unwavering support, as well as aggressive and attentive representation. Our experienced attorney, Walter John Thompson, works relentlessly to pursue positive outcomes for our clients. Serving not just Manhattan, but also Long Island, Westchester, and throughout New York, our firm is dedicated to your success. Contact our office in New York, New York, to set up a time to discuss your case.