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Austin Atlantic Capital Inc. (AAC) is a registered broker-dealer based in Coral Gables, Florida, specializing in institutional financial services, including the distribution of securities and mutual funds. The firm emphasizes the importance of transparency and compliance with FINRA regulations, encouraging clients to review relevant fund prospectuses and service agreements to understand the inherent investment risks.
As a member of the Securities Investor Protection Corporation (SIPC), AAC provides limited protection for the cash and securities of its institutional clients in the event of financial difficulties faced by a SIPC member brokerage firm. Clients are advised to carefully consider the investment objectives, risks, charges, and expenses associated with funds before making investment decisions.
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