Core Compliance & Legal Service

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4 Embarcadero Ctr Ste 1400
San Francisco, CA 94111

Core Compliance & Legal Services, headquartered in San Diego, CA, specializes in providing outsourced compliance solutions tailored for growth-oriented financial firms, including investment advisers, broker-dealers, and private fund managers. With a dedicated team boasting decades of combined regulatory experience, they partner closely with clients to understand their unique business and compliance needs.

The firm offers a range of services, from serving as outsourced Chief Compliance Officers to providing training, risk management, and regulatory examination assistance. Their commitment to personalized service aims to support clients in navigating the complex regulatory landscape while fostering business growth and mitigating risk.

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